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AI Agent Governance Checklist for Regulated Industries
A practical operator's checklist mapping UK FCA, RBI, and US SEC AI guidance to engineering controls. It is the same checklist we use on our own AI agent engagements.
- Tracing, content moderation, and prompt-injection defenses
- Human-in-the-loop gating and rollback paths
- Audit logging on every agent action
- Eval harnesses and regression testing on production traffic
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